SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-A/A
Amendment No. 1
For Registration of Certain Classes of Securities
Pursuant to Section 12(b) or (g) of the
Securities Exchange Act of 1934
SONUS PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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95-4343413 |
(State of incorporation or organization) |
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(I.R.S. Employer Identification No.) |
22026 20th Avenue S.E.
Bothell, Washington 98021
(Address, including zip code, of principal executive offices)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class |
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Name of each exchange on which |
to be so registered |
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each class is to be registered |
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None |
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Not Applicable |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. o
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ý
Securities Act registration statement file number to which this Form relates: 000-21243
Securities to be registered pursuant to Section 12(g) of the Act:
Rights to Purchase
Series A Junior Participating Preferred Stock
(Title of Class)
The undersigned registrant hereby amends its Registration Statement on Form 8-A/A filed on July 25, 2002, by adding the information set forth below.
ITEM 1. DESCRIPTION OF REGISTRANTS SECURITIES TO BE REGISTERED
Effective October 17, 2005 Sonus Pharmaceuticals, Inc., a Delaware corporation (the Company) executed a First Amendment (the First Amendment) to the Amended and Restated Rights Agreement, dated July 24, 2002 (the Rights Agreement) between the Company and U.S. Stock Transfer Corporation, as Rights Agent. Capitalized terms used but not defined herein shall have the meaning assigned thereto in the Rights Agreement.
The First Amendment provides, among other things, that Schering AG (Schering) shall not be deemed an Acquiring Person pursuant to the Rights Agreement so long as it is not the Beneficial Owner of more than 16% of the Companys outstanding common stock. In addition, the definition of Acquiring Person, as it relates to the foregoing limitation on the percentage ownership of the Company by Schering, may not be amended without Scherings consent so long as Schering owns at least 10% of the Companys outstanding common stock.
A copy of the First Amendment is filed as an Exhibit hereto. The Amended and Restated Right Agreement was filed as Exhibit 2.1 to the Registration Statement on Form 8-A/A filed with the Securities and Exchange Commission on July 25, 2002. A copy of the Amended and Restated Rights Agreement is available to stockholders from the Company free of charge.
This summary description of the Rights does not purport to be complete and is qualified in its entirety by reference to the Amended and Restated Rights Agreement, which is incorporated herein by this reference.
ITEM 2. EXHIBITS
1. Amended and Restated Rights Agreement, dated July 24, 2002, between the Company and U.S. Stock Transfer Corporation, which includes as Exhibit A thereto a form of Certificate of Designation for Preferred Stock and as Exhibit B thereto the Form of Rights Certificate (Incorporated by reference to Exhibit 2.1 to the Companys Registration Statement on Form 8-A/A filed with the SEC on July 25, 2002).
2. First Amendment to Amended and Restated Rights Agreement, dated October 17, 2005 between the Company and U.S. Stock Transfer Corporation, as Rights Agent.
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
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SONUS PHARMACEUTICALS, INC. |
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By: |
/s/Alan Fuhrman |
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Alan Fuhrman |
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Senior Vice
President and Chief Financial |
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Date: October 17, 2005 |
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EXHIBIT INDEX
Exhibit No. |
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Exhibit |
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1. |
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Amended and Restated Rights Agreement, dated July 24, 2002, between the Company and U.S. Stock Transfer Corporation, which includes as Exhibit A thereto a form of Certificate of Designation for Preferred Stock and as Exhibit B thereto the Form of Rights Certificate (Incorporated by reference to Exhibit 2.1 to the Companys Registration Statement on Form 8-A/A filed with the SEC on July 25, 2002). |
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2. |
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First Amendment to Amended and Restated Rights Agreement, dated October 17, 2005 between the Company and U.S. Stock Transfer Corporation, as Rights Agent. |