1
|
Names
of Reporting Persons
I.R.S.
Identification Nos. of Above Persons (entities only)
SCHERING
BERLIN VENTURE CORPORATION
|
|
2
|
Check
the Appropriate Box if a Member of a Group (See
Instructions)
|
(a)
□
(b)
□
|
3
|
SEC
Use Only
|
|
4
|
Source
of Funds (See Instructions)
WC
|
|
5
|
Check
if Disclosure of Legal Proceedings is Required
Pursuant
to Items 2(d) or 2(e)
|
□
|
6
|
Citizenship
or Place of Organization
Delaware
|
|
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
7
|
Sole
Voting Power
3,900,000
|
8
|
Shared
Voting Power
0
|
|
9
|
Sole
Dispositive Power
3,900,000
|
|
10
|
Shared
Dispositive Power
0
|
11
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
3,900,000
|
|
12
|
Check if
the Aggregate Amount in Row (11) Excludes
Certain
Shares (See Instructions)
|
□
|
13
|
Percent
of Class Represented by
Amount in Row (11)
12.9%
|
|
14
|
Type
of Reporting Person (See Instructions)
CO
|
1
|
Names
of Reporting Persons
I.R.S.
Identification Nos. of Above Persons (entities only)
SCHERING
BERLIN INC.
|
|
2
|
Check
the Appropriate Box if a Member of a Group (See
Instructions)
|
(a)
□
(b)
□
|
3
|
SEC
Use Only
|
|
4
|
Source
of Funds (See Instructions)
AF
|
|
5
|
Check
if Disclosure of Legal Proceedings is Required
Pursuant
to Items 2(d) or 2(e)
|
□
|
6
|
Citizenship
or Place of Organization
Delaware
|
|
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
7
|
Sole
Voting Power
0
|
8
|
Shared
Voting Power
See
Items 5(a) and 5(b)
|
|
9
|
Sole
Dispositive Power
0
|
|
10
|
Shared
Dispositive Power
See
Items 5(a) and 5(b)
|
11
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
3,900,000
(consisting of possible deemed indirect beneficial ownership through
Schering
Berlin Venture Corporation). See Item 5.
|
|
12
|
Check if
the Aggregate Amount in Row (11) Excludes
Certain
Shares (See Instructions)
|
□
|
13
|
Percent
of Class Represented by
Amount in Row (11)
12.9%
(See
Items 5(a) and 5(b))
|
|
14
|
Type
of Reporting Person (See Instructions)
CO,
HC
|
1
|
Names
of Reporting Persons
I.R.S.
Identification Nos. of Above Persons (entities only)
SCHERING
INTERNATIONAL HOLDING GmbH
|
|
2
|
Check
the Appropriate Box if a Member of a Group (See
Instructions)
|
(a)
□
(b)
□
|
3
|
SEC
Use Only
|
|
4
|
Source
of Funds (See Instructions)
AF
|
|
5
|
Check
if Disclosure of Legal Proceedings is Required
Pursuant
to Items 2(d) or 2(e)
|
□
|
6
|
Citizenship
or Place of Organization
Germany
|
|
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
7
|
Sole
Voting Power
0
|
8
|
Shared
Voting Power
See
Items 5(a) and 5(b)
|
|
9
|
Sole
Dispositive Power
0
|
|
10
|
Shared
Dispositive Power
See
Items 5(a) and 5(b)
|
11
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
3,900,000
(consisting of possible deemed indirect beneficial ownership
through
Schering
Berlin Venture Corporation). See
Item 5.
|
|
12
|
Check if
the Aggregate Amount in Row (11) Excludes
Certain
Shares (See Instructions)
|
□
|
13
|
Percent
of Class Represented by
Amount in Row (11)
12.9%
(See
Items 5(a) and 5(b))
|
|
14
|
Type
of Reporting Person (See Instructions)
HC,
OO
|
1
|
Names
of Reporting Persons
I.R.S.
Identification Nos. of Above Persons (entities only)
SCHERING
AKTIENGESELLSCHAFT
|
|
2
|
Check
the Appropriate Box if a Member of a Group (See
Instructions)
|
(a)
□
(b)
□
|
3
|
SEC
Use Only
|
|
4
|
Source
of Funds (See Instructions)
AF,
WC
|
|
5
|
Check
if Disclosure of Legal Proceedings is Required
Pursuant
to Items 2(d) or 2(e)
|
□
|
6
|
Citizenship
or Place of Organization
Germany
|
|
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
7
|
Sole
Voting Power
975,000
|
8
|
Shared
Voting Power
See
Items 5(a) and 5(b)
|
|
9
|
Sole
Dispositive Power
975,000
|
|
10
|
Shared
Dispositive Power
See
items 5(a) and 5(b)
|
11
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
4,875,000 (consisting
of 975,000 shares issuable upon exercise of warrant and possible
deemed indirect beneficial ownership through Schering
Berlin Venture Corporation for 3,900,000 shares).
See Item 5.
|
|
12
|
Check
Box if the Aggregate Amount in Row (11) Excludes
Certain
Shares (See Instructions)
|
□
|
13
|
Percent
of Class Represented by
Amount in Row (11)
15.6%
(See
Items 5(a) and 5(b))
|
|
14
|
Type
of Reporting Person (See Instructions)
CO,
HC
|
Exhibit
5
|
Securities
Purchase Agreement, dated as of October 17, 2005, by and among the
Company, Schering AG and
Schering Venture. |
Exhibit
6
|
Registration
Rights Agreement, dated as of October 17, 2005, by and among the
Company,
Schering AG and
Schering Venture. |
SCHERING BERLIN VENTURE CORPORATION, | ||
|
|
|
by: | /s/ John Nicholson | |
Name: John Nicholson |
||
Title: Treasurer |
SCHERING BERLIN INC., | ||
|
|
|
by: | /s/ John Nicholson | |
Name: John Nicholson |
||
Title: Treasurer |
SCHERING INTERNATIONAL HOLDING GmbH, | ||
|
|
|
by: | /s/ Dr. Klaus Menken | |
Name: Dr. Klaus Menken |
||
Title: Head of Accounting |
by: | /s/ Dr. Jörg Spiekerkötter | |
Name: Dr. Jörg Spiekerkötter |
||
Title: Director |
SCHERING AKTIENGESELLSCHAFT, | ||
|
|
|
by: | /s/ Dr. Hubertus Erlen | |
Name: Dr. Hubertus Erlen |
||
Title: Chairman |
by: | /s/ Dr. Jörg Spiekerkötter | |
Name: Dr. Jörg Spiekerkötter |
||
Title: Member, Executive Board |
Exhibit 1
|
Information
with respect to the Directors and Executive Officers of Schering
Venture.
|
Exhibit
2
|
Information
with respect to the Directors and Executive Officers of Schering
Berlin.
|
Exhibit
3
|
Information
with respect to the Directors of Schering
International.
|
Exhibit 4
|
Information
with respect to members of the Supervisory Board and Executive Board
of Schering AG.
|
Exhibit 5
|
Securities
Purchase Agreement, dated as of October 17, 2005, by and among the
Company, Schering AG and Schering Venture.
|
Exhibit 6
|
Registration
Rights Agreement, dated as of October 17, 2005, by and among the
Company, Schering AG and Schering Venture.
|
Exhibit
7
|
Warrant
Certificate.
|