As filed with the Securities and Exchange Commission on March , 2009
File No. 333-136393
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
ONCOGENEX PHARMACEUTICALS, INC.
(Exact name of registrant
as specified in its charter)
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Delaware |
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95-4343413 |
(State
or other jurisdiction of incorporation or organization) |
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(I.R.S. Employer Identification No.) |
1522 217th Place SE, Suite 100
Bothell, Washington 98021
(Address of Principal Executive Offices) (Zip Code)
2006 Employee Stock Purchase Plan
(Full title of the plans)
Stephen Anderson, Chief Financial Officer
OncoGenex Pharmaceuticals, Inc.
1522
217th
Place SE, Suite 100
Bothell, Washington 98021
(Name and address of agent for service)
(425) 686-1500
(Telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer,
a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated
filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
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Large accelerated
filer o |
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Accelerated filer ý |
Non-accelerated filer o |
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Smaller reporting
company o |
EXPLANATORY NOTE
On August 8, 2006, OncoGenex Pharmaceuticals, Inc. (formerly known as Sonus Pharmaceuticals,
Inc.) (the Registrant) filed with the Securities and Exchange Commission (the Commission) a
registration statement on Form S-8, Registration No. 333-136393 (this Registration Statement),
for the sale of 100,000 shares of the common stock, $0.001 par value, of the Registrant (each, a
Share) under the Registrants 2006 Employee Stock Purchase Plan (the Plan).
On February 12, 2009, the Plan was terminated by the Board of Directors of the Registrant.
Accordingly, the offering of Shares pursuant to the Plan, as contemplated by this Registration
Statement, has terminated. The Registrant is removing from registration, by means of this
post-effective amendment to this Registration Statement (this Post-Effective Amendment No. 1),
any of the Shares relating to the Plan that were registered under this Registration Statement and
remained unsold at the termination of the offering.
II-2
SIGNATURES
The Registrant. Pursuant to the requirements of the Securities Act of 1933, as amended, the
Registrant certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to this
Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in
the City of Seattle, State of Washington, on March 26, 2009.
ONCOGENEX PHARMACEUTICALS, INC.
/s/ Scott Cormack
Scott Cormack
President, Chief Executive Officer and Director
Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective
Amendment No. 1 to this Registration Statement has been signed by the following persons in the
capacities and on the dates indicated.
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Signature |
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Title |
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Date |
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/s/ Scott Cormack
Scott Cormack
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President, Chief Executive Officer and Director
(Principal Executive Officer)
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March 26, 2009 |
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/s/ Stephen Anderson
Stephen Anderson
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Chief Financial Officer
(Principal Financial and Accounting Officer)
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March 26, 2009 |
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/s/ Patrick R. Brady
Patrick R. Brady
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Director
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March 26, 2009 |
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/s/ Michelle G. Burris
Michelle G. Burris
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Director
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March 26, 2009 |
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/s/ Neil Clendeninn
Neil Clendeninn
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Director
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March 26, 2009 |
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/s/ Michael A. Martino
Michael A. Martino
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Director
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March 26, 2009 |
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/s/ Dwight Winstead
Dwight Winstead
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Director
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March 26, 2009 |