SC 13G/A: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Published on February 13, 2001
- 1 -
Page 1 of 7 Pages
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(RULE 13D-1)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13(D)-2(B)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 4)*
SONUS PHARMACEUTICALS, INC.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
835692104
-----------------------------------------------------------------
(CUSIP Number)
JULY 31, 2000
--------------------------------------------
(Date of Event that Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which the
Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
-2-
CUSIP No. 835692104 Page 2 of 7 pages
---------------------------------------------------------------
(1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF
ABOVE PERSON
Horsley Bridge Partners, Inc.
16-1193261
----------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) / /
(b) /x/
---------------------------------------------------------------
(3) SEC USE ONLY
---------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
---------------------------------------------------------------
(5) SOLE VOTING POWER
0
---------------------------------
NUMBER OF SHARES (6) SHARED VOTING POWER
BENEFICIALLY OWNED BY 0
EACH REPORTING PERSON ---------------------------------
WITH (7) SOLE DISPOSITIVE POWER
0
---------------------------------
(8) SHARED DISPOSITIVE POWER
0
---------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
---------------------------------------------------------------
(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES (See Instructions) / /
---------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
---------------------------------------------------------------
-3-
(12) TYPE OF REPORTING PERSON (See Instructions)
IA, CO
---------------------------------------------------------------
-4-
CUSIP No. 835692104 Page 4 of 7 pages
---------------------------------------------------------------
(1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF
ABOVE PERSON
S. Phillip Horsley
###-##-####
----------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) / /
(b) /x/
---------------------------------------------------------------
(3) SEC USE ONLY
---------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
---------------------------------------------------------------
(5) SOLE VOTING POWER
0
---------------------------------
NUMBER OF SHARES (6) SHARED VOTING POWER
BENEFICIALLY OWNED BY 0
EACH REPORTING PERSON ---------------------------------
WITH (7) SOLE DISPOSITIVE POWER
0
---------------------------------
(8) SHARED DISPOSITIVE POWER
0
---------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
---------------------------------------------------------------
(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES (See Instructions) / /
---------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
---------------------------------------------------------------
(12) TYPE OF REPORTING PERSON (See Instructions)
IN
---------------------------------------------------------------
-6-
CUSIP No. 835692104 Page 6 of 7 pages
---------------------------------------------------------------
(1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF
ABOVE PERSON
Gary L. Bridge
###-##-####
----------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions)
(a) / /
(b) /x/
---------------------------------------------------------------
(3) SEC USE ONLY
---------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
---------------------------------------------------------------
(5) SOLE VOTING POWER
0
---------------------------------
NUMBER OF SHARES (6) SHARED VOTING POWER
BENEFICIALLY OWNED BY 0
EACH REPORTING PERSON ---------------------------------
WITH (7) SOLE DISPOSITIVE POWER
0
---------------------------------
(8) SHARED DISPOSITIVE POWER
0
---------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
---------------------------------------------------------------
(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES (See Instructions) / /
---------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
---------------------------------------------------------------
-7-
(12) TYPE OF REPORTING PERSON (See Instructions)
IN
---------------------------------------------------------------
-8-
Item 1.
(a) NAME OF ISSUER. Sonus Pharmaceuticals, Inc.
--------------
(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES.
-----------------------------------------------
22026 20th Avenue Southeast
Suite 102
Bothell, Washington 98021
Item 2.
(a) NAME OF PERSON FILING.
---------------------
Pursuant to Rule 13d-1(f)(1) of Regulation 13D-G of the
General Rules and Regulations under the Securities Exchange Act of
1934, as amended (the "Act"), the undersigned hereby file this Schedule
13G Amendment No. 4 on behalf of Horsley Bridge Partners, Inc. ("HBP"),
S. Phillip Horsley ("Horsley") and Gary L. Bridge ("Bridge"). HBP,
Horsley and Bridge are sometimes hereinafter collectively referred to
as the "Reporting Persons."
(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE.
-----------------------------------------------------------
The principal business office of HBP, Horsley and Bridge is:
505 Montgomery Street
San Francisco, California 94111
(c) CITIZENSHIP.
-----------
HBP is organized in the State of Delaware.
Each of Horsley and Bridge is a citizen of the U.S.A.
(d) TITLE OF CLASS OF SECURITY.
--------------------------
Common Stock
(e) CUSIP NUMBER.
------------
835692104
Item 3.
Not applicable.
Item 4. OWNERSHIP.
---------
With respect to HBP, Horsley and Bridge:
-9-
(a) Amount Beneficially Owned: 0
(b) Percent of Class: 0%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
None
(ii) shared power to vote or to direct the vote:
None
(iii) sole power to dispose or to direct the
disposition of:
None
(iv) shared power to dispose or to direct the
disposition of:
None
Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
--------------------------------------------
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following [X].
HBP, Horsley and Bridge no longer own more than five percent of the
outstanding common stock.
Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
---------------------------------------------------------------
Not applicable.
Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
-----------------------------------------------------------------------
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
- ---------------------------------------------------------
Not applicable.
Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
---------------------------------------------------------
Not applicable.
Item 9. NOTICE OF DISSOLUTION OF GROUP.
------------------------------
-10-
Not applicable.
Item 10. CERTIFICATION.
-------------
Not applicable.
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
-11-
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
Dated: January 25, 2001 HORSLEY BRIDGE PARTNERS, INC.
By:/s/Phillip Horsley
---------------------------------
Phillip Horsley
Its: President
/s/Phillip Horsley
------------------------------------
PHILLIP HORSLEY
/s/Gary L. Bridge
------------------------------------
GARY L. BRIDGE
-12-
EXHIBIT A
Pursuant to Rule 13d-1(k)(1)(iii) of Regulation 13D-G of the
General Rules and Regulations of the Securities and Exchange Commission
under the Securities Exchange Act of 1934, as amended, the undersigned
agree that the statement to which this Exhibit is attached is filed on
behalf of each of them.
HORSLEY BRIDGE PARTNERS, INC.
By:/s/Phillip Horsley
----------------------------------
Phillip Horsley
Its: President
/s/Phillip Horsley
------------------------------------
PHILLIP HORSLEY
/s/Gary L. Bridge
------------------------------------
GARY L. BRIDGE